CF
Chance M. Finucane
OXBOW ADVISORS
AUSTIN, TX 78701
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CRD#: 6938549
CF
Professional summary
Chance Michael Finucane is a registered financial advisor currently at OXBOW ADVISORS, LLC located in Austin, Texas.
Chance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Chance has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chance Michael Finucane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2018 - Present
OXBOW ADVISORS, LLC
Office #1: 200 West 6th Street Suite 1920, Austin, TX 78701RIA
CRD#: 156393
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OA
OXBOW ADVISORS, LLC
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
RIA
Registered Investment Advisory firm - (6/6/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/26/2018)
Exams
Current Firm
OA
OXBOW ADVISORS, LLC
OXBOW ADVISORS, LLC
CRD#: 156393 / SEC#: 801-72387
RIA
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Contact information
Main Address
200 West 6th Street Suite 1920, Austin, TX 78701
Mailing Address
Phone number
(512) 386-1088
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,625 |
| AUM (Assets Under Management) | $ 2,097,433,511 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 03/14/2024 | ||
| 02/08/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
