Daewoo Lee

ALLMERITS ASSET

Buena Park, CA 90621

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CRD#: 6938529

Professional summary

Daewoo Lee, who also goes by Brian Lee, is a registered financial advisor currently at ALLMERITS ASSET, LLC located in Buena Park, California.

Daewoo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Daewoo has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALLMERITS FINANCIAL & INSURANCE SERVICES; INVESTMENT RELATED; INSURANCE AGENT/OWNER; SAME OFFICE ADDRESS AS RIA; START DATE: 06/2015; SPENDS APPROX. 10 HRS/MONTH, SAME DURING TRADING; SALES OF INDIVIDUAL RETIREMENT PLANS INCLUDING IRA, ANNUITIES AND LIFE INSURANCES. DEAWOO CAPITAL & INSURANCE SERVICES; INVESTMENT RELATED; OWNER/INSURANCE AGENT; 2601 E. CHAPMAN AVE., STE 118, FULLERTON, CA 92831; START DATE: 01/2012; SPENDS APPROX. 10 HRS/MTH, SAME DURING TRADING; SALES OF ANNUITIES AND LIFE INSURANCE. ALLMERITS HEALTHCARE & INSURANCE SERVICES; INVESTMENT RELATED; CO-FOUNDER/OFFICER; SAME OFFICE ADDRESS; SPENDS 0 TIME TO THIS ACTIVITY; RECOMMENDS CLIENT FOR INSURANCE TO OTHER INSURANCES AGENTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daewoo Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2020 - Present

ALLMERITS ASSET, LLC

Office #1: 6281 Beach Blvd Suite 116, Buena Park, CA 90621

RIA

CRD#: 309523

Buena Park, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/31/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/10/2020

Uniform Investment Adviser Law Examination

Current Firm

ALLMERITS ASSET, LLC

CRD#: 309523 / SEC#:

California

Registered Investment Advisory firm - (8/31/2020 Approved)

Nevada

Registered Investment Advisory firm - (1/4/2024 Approved)

New Jersey

Registered Investment Advisory firm - (7/27/2023 Approved)

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Contact information

Main Address

6281 Beach Blvd Suite 116, Buena Park, CA 90621

Mailing Address

Phone number

(714) 266-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	121
AUM (Assets Under Management)	$ 11,162,973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daewoo Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daewoo Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLMERITS ASSET, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/10/2020

Current Firm

ALLMERITS ASSET, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALLMERITS ASSET, LLC

TRUST BUT VERIFY

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