RG
Ryner L. Gorowsky
PALLAS CAPITAL ADVISORS
Braintree, MA 02184
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CRD#: 6938361
RG
Professional summary
Ryner Lee Gorowsky is a registered financial advisor currently at PALLAS CAPITAL ADVISORS, LLC located in Braintree, Massachusetts and PURSHE KAPLAN STERLING INVESTMENTS located in Wakefield, Massachusetts.
Ryner is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Ryner has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mr. Gorowsky is dually-registered as an Investment Advisor Representative ("IAR") with Pallas Capital Advisors, LLC ("Pallas") and as a Registered Representative ("RR") of Purshe Kaplan Sterling Investments, Inc. ("PKS"). Mr. Gorowsky spends 90% of his business time with activities of Pallas and the balance with PKS. Pallas and PKS are not affiliated firms.�, 2) The Broadway/ 726 E Broadway/ Boston/ 02127 MA/United States/ The Broadway is a restaurant located in South Boston. They serve food and beverage to customers available for dining in and for take out/ www.thebroadwaysouthboston.com/ I will be a server assistant. My duties will be to help deliver food and drink to customers tables, restock the beverages, clean and sanitize tables and chairs when customers finish, and help with keeping restaurant clean / Start Date 9/30/2020
CRS (Client Relationship Summary) - RIA
Click below to view Ryner Lee Gorowsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2021 - Present
PALLAS CAPITAL ADVISORS, LLC
Office #1: 45 Braintree Hill Office Park Suite 201, Braintree, MA 02184RIA
CRD#: 310327
Braintree, MA
Current
May 14, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 701 Edgewater Drive Suite 140, Wakefield, MA 01880BD
CRD#: 35747
Wakefield, MA
Past
October 16, 2020 - May 25, 2021
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
BOSTON, MA
Past
August 13, 2020 - May 25, 2021
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PALLAS CAPITAL ADVISORS, LLC
PALLAS CAPITAL ADVISORS, LLC
CRD#: 310327 / SEC#: 801-119646
RIA
Registered Investment Advisory firm - (11/12/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(5/14/2021)
IAR
Massachusetts(5/14/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/13/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PALLAS CAPITAL ADVISORS, LLC
PALLAS CAPITAL ADVISORS, LLC
CRD#: 310327 / SEC#: 801-119646
RIA
Registered Investment Advisory firm - (11/12/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
45 Braintree Hill Office Park Suite 201, Braintree, MA 02184
Mailing Address
Phone number
(781) 971-5052
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,780 |
| AUM (Assets Under Management) | $ 3,195,166,308 |
Red Flags
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Company Information
PALLAS CAPITAL ADVISORS, LLC
CRD#: 310327Braintree, MA 02184TRUST BUT VERIFY
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