Matthew A. Lemay

1834 INVESTMENT ADVISORS CO.

Minneapolis, MN 55402

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CRD#: 6938346

Professional summary

Matthew Allen Lemay is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Minneapolis, Minnesota.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Matthew has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Lemay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2025 - Present

1834 INVESTMENT ADVISORS CO.

Office #1: 225 S 6th Street, Minneapolis, MN 55402

RIA

CRD#: 105435

Minneapolis, MN

Past

May 2, 2020 - November 16, 2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

CRD#: 15356

BLOOMINGTON, MN

Past

May 2, 2020 - July 17, 2023

MUTUAL OF AMERICA SECURITIES LLC

CRD#: 27878

BLOOMINGTON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1834 INVESTMENT ADVISORS CO.

CRD#: 105435 / SEC#: 801-11335

RIA

Registered Investment Advisory firm - (2/13/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(7/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/24/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/22/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/2/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 5/2/2020

Securities Industry Essentials Examination

Current Firm

1834 INVESTMENT ADVISORS CO.

CRD#: 105435 / SEC#: 801-11335

RIA

Registered Investment Advisory firm - (2/13/1976 Approved)

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Contact information

Main Address

511 N Broadway Suite 801, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 615-1012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/13/2025)

Regulatory assets under management

Total Number of Accounts	924
AUM (Assets Under Management)	$ 1,034,664,175

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/21/2024	Cover Page	Report
01/11/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew A. Lemay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Allen Lemay's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL OF AMERICA LIFE INSURANCE COMPANY

MUTUAL OF AMERICA SECURITIES LLC

Primary Firm SEC Registration

1834 INVESTMENT ADVISORS CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/24/2025

Series 63

Date: 5/22/2020

Series 6TO

Date: 5/2/2020

SIE

Date: 5/2/2020

Current Firm

1834 INVESTMENT ADVISORS CO.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

1834 INVESTMENT ADVISORS CO.

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