Amit Lavi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amit Lavi was a registered financial professional .
Amit is a previously registered financial professional and started their career in finance in 2018. Amit had worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2022 - December 5, 2023
HILCO CORPORATE FINANCE, LLC
November 24, 2020 - January 3, 2022
DALMORE GROUP LLC
February 25, 2019 - July 22, 2020
DALMORE GROUP LLC
June 26, 2018 - November 30, 2018
AVALON SECURITIES, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HILCO CORPORATE FINANCE, LLC
CRD#: 282060 / SEC#: , 8-69699
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
