AG
Andrew J. Gray
JONES LANG LASALLE SECURITIES
New York, NY 10017
Some features on this profile are disabled
CRD#: 6938107
AG
Professional summary
Andrew Joseph Gray is a registered financial professional currently at JONES LANG LASALLE SECURITIES, LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Andrew Joseph Gray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2021 - Present
JONES LANG LASALLE SECURITIES, LLC
Office #1: 330 Madison Avenue 4th Floor, New York, NY 10017BD
CRD#: 120738
New York, NY
Past
May 22, 2018 - June 30, 2021
HFF SECURITIES L.P.
BD
CRD#: 131585
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/30/2021)
RR
Alaska(6/30/2021)
RR
Arizona(6/30/2021)
RR
Arkansas(6/30/2021)
RR
California(6/30/2021)
RR
Connecticut(6/30/2021)
RR
Delaware(6/30/2021)
RR
Georgia(6/30/2021)
RR
Indiana(6/30/2021)
RR
Louisiana(6/30/2021)
RR
Montana(6/30/2021)
RR
Nevada(6/30/2021)
RR
New Hampshire(6/30/2021)
RR
New Mexico(6/30/2021)
RR
New York(6/30/2021)
RR
North Carolina(6/30/2021)
RR
Ohio(6/30/2021)
RR
Oregon(6/30/2021)
RR
Pennsylvania(6/30/2021)
RR
Rhode Island(6/30/2021)
RR
Vermont(6/30/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JL
JONES LANG LASALLE SECURITIES, LLC
JLL SECURITIES | JONES LANG LASALLE SECURITIES, LLC
CRD#: 120738 / SEC#: , 8-65341
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Mailing Address
200 East Randolph Drive 44th Floor, Chicago, IL 60601
Phone number
(312) 404-7582
Established
Illinois since 04/23/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JONES LANG LASALLE AMERICAS, INC. | DIRECT OWNER | |
| JOSEPH, MICHAEL SCOTT | MANAGING PRINCIPAL / CHIEF OPERATIONS OFFICER | 4231268 |
| CASHDAN, DANIEL MICHAEL | PRESIDENT AND GENERAL SECURITIES PRINCIPAL | 1910672 |
| DORFMAN, ESTEE CARLA | PRINCIPAL FINANCIAL OFFICER | 2696529 |
| DORFMAN, ESTEE CARLA | FINANCIAL OPERATIONS PRINCIPAL | 2696529 |
| DOWNING, JAMES ROTH | PRINCIPAL OPERATIONS OFFICER | 5514806 |
| DOWNING, JAMES ROTH | CHIEF COMPLIANCE OFFICER | 5514806 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
