Michelle A. Warner
Professional summary
Michelle A Warner, who also goes by Michelle Ann Ashanti Warner, Michelle Warner, Michelle Warner-jones, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Rosedale, New York.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 2018. Michelle has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michelle A Warner's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2025 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 133-33 Brookville Blvd Ste 305, Rosedale, NY 11422April 14, 2023 - January 5, 2025
J.P. MORGAN SECURITIES LLC
May 11, 2018 - February 13, 2022
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2025)
(4/8/2025)
(5/27/2025)
(2/14/2025)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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