Summer A. Vaughan

GAINLINE FINANCIAL PARTNERS

Louisville, CO 80027

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CRD#: 6937261

Professional summary

Summer Alyse Vaughan, who also goes by Summer Alyse Koonce, Summer Alyse Vaughan, is a registered financial advisor currently at GAINLINE FINANCIAL PARTNERS, LLC located in Louisville, Colorado.

Summer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Summer has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Summer Alyse Koonce | Summer Alyse Vaughan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Summer Alyse Vaughan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 6, 2024 - Present

GAINLINE FINANCIAL PARTNERS, LLC

Office #1: 917 Front Street Suite 160, Louisville, CO 80027

RIA

CRD#: 326716

Louisville, CO

Past

May 31, 2024 - November 15, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BROOMFIELD, CO

Past

May 22, 2024 - November 15, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BROOMFIELD, CO

Past

April 3, 2019 - April 30, 2024

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

April 3, 2019 - April 30, 2024

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

June 29, 2018 - January 10, 2019

EDWARD JONES

RIA

CRD#: 250

FT WORTH, TX

Past

June 7, 2018 - January 10, 2019

EDWARD JONES

CRD#: 250

FT WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GAINLINE FINANCIAL PARTNERS, LLC

CRD#: 326716 / SEC#: 801-128065

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/28/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/16/2019

General Securities Principal Examination

Current Firm

GAINLINE FINANCIAL PARTNERS, LLC

CRD#: 326716 / SEC#: 801-128065

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

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Contact information

Main Address

917 Front Street Suite 160, Louisville, CO 80027

Mailing Address

Phone number

(720) 548-4391

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV SUPPLEMENTAL BROCHURE - WRAP PROGRAM (3/28/2025)

ADV PART 2A DISCLOSURE BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	875
AUM (Assets Under Management)	$ 273,106,958

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Summer A. Vaughan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Summer Alyse Vaughan's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

GAINLINE FINANCIAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/28/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/7/2018

Series 24

Date: 9/16/2019

Current Firm

GAINLINE FINANCIAL PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GAINLINE FINANCIAL PARTNERS, LLC

TRUST BUT VERIFY

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