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Gregory A. Stapleton
EPIC PRIVATE WEALTH
Richland, WA 99352
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CRD#: 6936911
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Professional summary
Gregory Allen Stapleton, who also goes by Greg Stapleton, Gregory A Stapleton, Gregory Stapleton, is a registered financial advisor currently at EPIC PRIVATE WEALTH located in Richland, Washington and CETERA INVESTMENT ADVISERS LLC located in Richland, Washington.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Gregory has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Stapleton | Gregory A Stapleton | Gregory Stapleton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Epic Private Wealth (1); Investment Adviser Representative; Epic Private Wealth is an independent registered RIA. We will be dissolving this RIA within 90 days of our affiliation with Avantax.; Yes; 1; 0; 04/29/2024; 1305 Fowler Street Richland WA 99352; Epic Private Wealth is a registered investment advisory firm. We will be dissolving this RIA within 90 days of affiliation with Avantax. 2) Epic Trust Investment Advisors LLC dba Epic Private Wealth (2); Associate Wealth Advisor; We offer financial planning, retirement planning, investment advice with tax planning services.�; Yes; 160; 130; 04/25/2024; 1305 Fowler Street Richland WA 99352; Hold client review meetings, perform client servicing duties including preparing and processing investment account paperwork, financial planning meetings with new clients, make recommendations on investment accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Allen Stapleton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2024 - Present
EPIC PRIVATE WEALTH
Office #1: 1305 Fowler Street Suite 2c, Richland, WA 99352RIA
CRD#: 281027
Richland, WA
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1305 Fowler St Ste 2c, Richland, WA 99352RIA
CRD#: 105644
RICHLAND, WA
Past
July 30, 2025 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Richland, WA
Past
February 25, 2019 - July 18, 2019
MONSON WEALTH MANAGEMENT, INC.
RIA
CRD#: 169857
KENNEWICK, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(8/8/2024)
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Richland, WA 99352TRUST BUT VERIFY
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