Caleb J. Franson

FRANSON FINANCIAL LLC

HAYWARD, WI 54843

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CRD#: 6936876

Professional summary

Caleb James Franson is a registered financial advisor currently at FRANSON FINANCIAL LLC located in Hayward, Wisconsin.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Caleb has worked at 2 firms and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb James Franson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2022 - Present

FRANSON FINANCIAL LLC

Office #1: 10405 Vermont Ave Suite 6, Hayward, WI 54843

RIA

CRD#: 321943

HAYWARD, WI

Past

April 12, 2018 - March 29, 2022

RAVENWOOD CAPITAL MANAGEMENT, LLC

RIA

CRD#: 226679

SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2022

Securities Industry Essentials Examination

Current Firm

FRANSON FINANCIAL LLC

CRD#: 321943 / SEC#:

Wisconsin

Registered Investment Advisory firm - (8/22/2022 Approved)

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Contact information

Main Address

10405 Vermont Ave Suite 6, Hayward, WI 54843

Mailing Address

Po Box 351, Hayward, WI 54843

Phone number

(715) 919-0880

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	22
AUM (Assets Under Management)	$ 1,531,042

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caleb J. Franson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb James Franson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANSON FINANCIAL LLC

RAVENWOOD CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2018

SIE

Date: 7/13/2022

Current Firm

FRANSON FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FRANSON FINANCIAL LLC

TRUST BUT VERIFY

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