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AC

Amber M. Carlson

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CRD#: 6936650
AC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amber Marie Carlson, who also goes by Amber Mari Carlson, was a registered financial professional .

Amber is a previously registered financial professional and started their career in finance in 2018. Amber had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Amber Mari Carlson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owner of Simply 701 which is an investment property holding company.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 8, 2018 - January 10, 2024

JAMIESON CAPITAL

RIA
CRD#: 175016
Fargo, ND

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/20/2018
Uniform Investment Adviser Law Examination

Current Firm


JC
JAMIESON CAPITAL
JAMIESON CAPEX FUND, LLC | NOVA DC, LLC | JAMIESON NATURAL RESOURCES LLC | JAMIESON CAPITAL FINANCIAL, LLC | JAMIESON CAPITAL

CRD#: 175016 / SEC#:

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Contact information


Main Address
320 32nd Ave W Unit 210, West Fargo, ND 58078
Mailing Address
5630 34th Ave S Suite 120, Fargo, ND 58104
Phone number
(701) 361-3616
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts6
AUM (Assets Under Management)$ 21,500,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


JAMIESON CAPITAL

CRD#: 175016

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