William P. Haisten
Professional summary
William Patrick Haisten, who also goes by Patrick Haisten, William Patrick Haisten, is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2021. William has worked at 2 firms and has passed the Series 99TO, SIE, Series 28 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Patrick Haisten's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2026 - Present
BERENBERG CAPITAL MARKETS LLC
Office #1: 1251 Avenue Of The Americas 53rd Floor, New York, NY 10020April 17, 2021 - May 14, 2026
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 1/2/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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