Zachary E. Lopez

ANCAP FINANCIAL | Financial Advisor

League City, TX

Some features on this profile are disabled

CRD#: 6936210

Professional summary

Zachary Emmanuel Lopez, who also goes by Zach Lopez, is a registered financial advisor currently at ANCAP FINANCIAL located in League City, Texas.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Zachary has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

What are your service offerings?

Investment Management

Retirement Planning Strategies

Estate Planning Strategies

Are you a "fiduciary"?

Yes

Aliases

Zach Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Emmanuel Lopez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2023 - Present

ANCAP FINANCIAL

RIA

CRD#: 328249

League City, TX

Past

January 6, 2021 - August 29, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Webster, TX

Past

December 4, 2020 - August 29, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Webster, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/4/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2020

Securities Industry Essentials Examination

Current Firm

ANCAP FINANCIAL

ANCAP FINANCIAL | ANCAP FINANCIAL LLC

CRD#: 328249 / SEC#:

Texas

Registered Investment Advisory firm - (11/1/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

League City, TX

Mailing Address

Phone number

(346) 595-7701

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	242
AUM (Assets Under Management)	$ 32,497,591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Zachary E. Lopez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Emmanuel Lopez's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANCAP FINANCIAL

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2021

Series 7TO

Date: 12/4/2020

SIE

Date: 10/28/2020

Current Firm

ANCAP FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANCAP FINANCIAL

TRUST BUT VERIFY

Contact information

Similar Advisors