Alexis H. Sowuleski
Professional summary
Alexis Hess Sowuleski, who also goes by Alexis H Sowuleski, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Newport Beach, California.
Alexis is registered as a RR (Registered Representative) and started their career in finance in 2023. Alexis has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexis Hess Sowuleski's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 28, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 620 Newport Center Drive 15th Floor, Newport Beach, CA 92660State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
(9/18/2023)
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Exams
Series 7TO
Date: 7/27/2023
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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