MR
Matthew M. Robb
THRIVENT INVESTMENT MANAGEMENT
Birdsboro, PA 19508
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CRD#: 6935356
MR
Professional summary
Matthew Martin Robb is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Birdsboro, Pennsylvania.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Matthew has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SANTA CLAUSE IMPERSONATOR POSITION: Santa Clause NATURE: I am a seasonal Santa Clause impersonator for local events, private parties, corporate events, etc. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/01/2001 ADDRESS: 606 Main Street, Oley PA 19547, United States DESCRIPTION: Proving the joy of the holiday season to local youth and families through impersonating Santa Clause. DANIEL BOONE OPTIMIST CLUB POSITION: Board of Directors NATURE: This club provides programs and services to the children in the greater Daniel Boone School district. We provide numerous programs throughout the year. See Danielbooneoptimist.com for complete list INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2023 ADDRESS: P.O. Box 98, Douglassville PA 19518, United States DESCRIPTION: As a member of the 10 person board, I will hear requests made to the board and vote on them to be approved or denied. These include changes to the budget, new expenses, changes to the club bylaws, etc.? SALVATION ARMY-BOYERTOWN POSITION: Member-Advisory Board NATURE: Provides services and clothing to the needy INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/12/2025 ADDRESS: 409 S. Reading Avenue, Boyertown PA 19512, United States DESCRIPTION: I am the chairperson of the advisory board which helps guide the local Salvation Army unit in making decisions about upcoming activities, fundraising activities, etc.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Martin Robb's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Matthew Martin Robb's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 6, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 895 Monocacy Creek Road, Birdsboro, PA 19508RIA
BD
CRD#: 18387
Birdsboro, PA
Current
June 12, 2018 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 895 Monocacy Creek Road, Birdsboro, PA 19508RIA
BD
CRD#: 18387
Birdsboro, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/4/2022)
RR
Pennsylvania(8/6/2018)
IAR
Pennsylvania(8/6/2018)
RR
Texas(10/4/2022)
IAR
Texas(10/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Birdsboro, PA 19508TRUST BUT VERIFY
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