Nicholas G. Ryerson

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CRD#: 6935044

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nicholas George Ryerson was a registered financial professional .

Nicholas is a previously registered financial professional and started their career in finance in 2018. Nicholas had worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 5, 2018 - January 25, 2019

MCLAUGHLIN RYDER INVESTMENTS, INC.

RIA

CRD#: 147529

ALEXANDRIA, VA

Past

April 18, 2018 - January 25, 2019

MCLAUGHLIN RYDER INVESTMENTS, INC.

CRD#: 147529

ALEXANDRIA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCLAUGHLIN RYDER INVESTMENTS, INC.

MCLAUGHLIN RYDER INVESTMENTS, INC. | ZANDER EVANS SECURITIES, INC.

CRD#: 147529 / SEC#: 801-107125, 8-67911

RIA

Registered Investment Advisory firm - SEC (2/9/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/25/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/18/2018

General Securities Representative Examination

Current Firm

MCLAUGHLIN RYDER INVESTMENTS, INC.

MCLAUGHLIN RYDER INVESTMENTS, INC. | ZANDER EVANS SECURITIES, INC.

CRD#: 147529 / SEC#: 801-107125, 8-67911

RIA

Registered Investment Advisory firm - SEC (2/9/2016 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

1421 Prince Street Suite 200, Alexandria, VA 22314

Mailing Address

1421 Prince Street Suite 200, Alexandria, VA 22314

Phone number

(703) 684-9222

Established

Minnesota since 07/02/2007

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (20 States and Territories)

FINRA licenses (32 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MCLAUGHLIN RYDER WRAP PROGRAM BROCHURE (3/6/2025)

MCLAUGHLIN RYDER ADV PART 2A DISCLOSURE BROCHURE (3/6/2025)

Direct owners and executive officers

Name	Position	CRD#
THE MCLAUGHLIN COMPANIES, LLC	PARENT COMPANY
CUCHARALE, CATHERINE	CHIEF COMPLIANCE OFFICER	3054881
MCLAUGHLIN, SHAWN PATRICK	PRESIDENT, CEO	1232710
STAMOVA, ILINA	FINOP	5500851

Regulatory assets under management

Total Number of Accounts	706
AUM (Assets Under Management)	$ 471,632,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas G. Ryerson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MCLAUGHLIN RYDER INVESTMENTS, INC.

MCLAUGHLIN RYDER INVESTMENTS, INC.

Primary Firm SEC Registration

MCLAUGHLIN RYDER INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/25/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/18/2018

Current Firm

MCLAUGHLIN RYDER INVESTMENTS, INC.

Contact information

SEC notice filing (20 States and Territories)

FINRA licenses (32 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

MCLAUGHLIN RYDER INVESTMENTS, INC.

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