Jo Ann C. Keller
Professional summary
Jo Ann Clark Keller, who also goes by Joann Clark Clark, Joann Clark, Joann Clark Keller, is a registered financial advisor currently at CONNECTICUT WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.
Jo Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jo Ann has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jo Ann Clark Keller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
CONNECTICUT WEALTH MANAGEMENT, LLC
Office #1: 281 Farmington Avenue, Farmington, CT 06032-1911April 5, 2018 - December 31, 2022
PEOPLE'S UNITED ADVISORS, INC.
Primary Firm SEC Registration
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/1/2023)
(9/6/2023)
Current Firm
CONNECTICUT WEALTH MANAGEMENT, LLC
CRD#: 154310 / SEC#: 801-73061
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,737 |
| AUM (Assets Under Management) | $ 3,708,773,192 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 10/02/2024 | ||
| 09/26/2023 |
Red Flags
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