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KL

Kristen M. Lawler

ONECHRONOS
New York, NY 10012
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CRD#: 6934201
KL

Professional summary


Kristen Marie Lawler, who also goes by Kristen Lawler, is a registered financial professional currently at ONECHRONOS located in New York, New York.

Kristen is registered as a RR (Registered Representative) and started their career in finance in 2018. Kristen has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kristen Lawler

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kristen Marie Lawler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 6, 2024 - Present

ONECHRONOS

Office #1: 64 Wooster Street 4th Floor, New York, NY, 10012
BD
CRD#: 286322
New York, NY
Past

July 31, 2023 - April 15, 2024

XTX MARKETS LLC

BD
CRD#: 289846
NEW YORK, NY
Past

December 23, 2020 - April 15, 2024

XTX EXECUTION SERVICES LLC

BD
CRD#: 309266
New York, NY
Past

September 1, 2020 - October 7, 2022

XTX MARKETS LLC

BD
CRD#: 289846
NEW YORK, NY
Past

June 1, 2020 - August 10, 2020

VIRTU AMERICAS LLC

BD
CRD#: 149823
New York, NY
Past

July 16, 2018 - June 1, 2020

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/30/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


ON
ONECHRONOS
ONECHRONOS | ONECHRONOS MARKETS LLC

CRD#: 286322 / SEC#: , 8-69882

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
64 Wooster Street 4th Floor, New York, NY, 10012
Mailing Address
64 Wooster Street 4th Floor, New York, NY, 10012
Phone number
(917) 300-0108
Established
Delaware since 11/04/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
OCX GROUP INCSOLE MEMBER
DAN, BERNARD WILLIAMCEO2421761
JOHNSON, STEPHEN DAVIDVICE PRESIDENT6766611
LITTLEPAGE, KELLY CVICE PRESIDENT5557711
RIP, OLGAFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5440553
SCHRETZMAN, ADITI CHAWLACHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER5162824
SUTH, RICHARD JRVICE PRESIDENT2164733

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ONECHRONOS

CRD#: 286322New York, NY 10012

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