Robert S. Granish

HIGH FALLS ADVISORS

Rochester, NY 14604

Some features on this profile are disabled

CRD#: 6934192

Professional summary

Robert Stephen Granish, who also goes by Robert Stephen Granish, Robert Granish, Robert S Granish, is a registered financial advisor currently at HIGH FALLS ADVISORS, INC. located in Rochester, New York and LEIGH BALDWIN & CO., LLC located in Rochester, New York.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Stephen Granish | Robert Granish | Robert S Granish

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED REPRESENTATIVE OF LEIGH BALDWIN & CO,, 112 ALBANY STREET, CAZENOVIA, NY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Stephen Granish's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2022 - Present

HIGH FALLS ADVISORS, INC.

Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604

RIA

CRD#: 108678

Rochester, NY

Current

January 4, 2022 - Present

LEIGH BALDWIN & CO., LLC

Office #1: 180 South Clinton Ave Suite 300, Rochester, NY 14604

RIA

CRD#: 38751

Rochester, NY

Past

January 13, 2020 - February 10, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ROCHESTER, NY

Past

January 13, 2020 - February 10, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ROCHESTER, NY

Past

October 26, 2018 - November 4, 2019

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ROCHESTER, NY

Past

June 26, 2018 - November 4, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HIGH FALLS ADVISORS, INC.

HIGH FALLS ADVISORS, INC. | MCBRIDE JAMES HENRY | HIGH FALLS ADVISORS, LLC

CRD#: 108678 / SEC#: 801-34161

RIA

Registered Investment Advisory firm - (5/4/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/4/2022)

IAR

New York
(6/29/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2018

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HIGH FALLS ADVISORS, INC.

HIGH FALLS ADVISORS, INC. | MCBRIDE JAMES HENRY | HIGH FALLS ADVISORS, LLC

CRD#: 108678 / SEC#: 801-34161

RIA

Registered Investment Advisory firm - (5/4/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

180 South Clinton Ave Suite 300, Rochester, NY 14604

Mailing Address

Phone number

(585) 935-5300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HIGH FALLS ADVISORS, INC. FIRM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,762
AUM (Assets Under Management)	$ 607,043,854

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
09/20/2024	Cover Page	Report
02/12/2024	Cover Page	Report
02/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Downey

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Rochester, NY

Donald Devitto

RBC CAPITAL MARKETS, LLC

IAR

Rochester, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert S. Granish

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Stephen Granish's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIGH BALDWIN & CO., LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HIGH FALLS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2018

SIE

Date: 10/1/2018

Series 7

Date: 6/26/2018

FINRA

Current Firm

HIGH FALLS ADVISORS, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HIGH FALLS ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors