Dorothy W. Yates

EAGLESTRONG FINANCIAL

Memphis, TN 38120

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CRD#: 6934099

Professional summary

Dorothy Wohrman Yates, CFP®, who also goes by Dorothy Jane Wohrman, Doty Wohrman, Doty Yates, is a registered financial advisor currently at EAGLESTRONG FINANCIAL located in Memphis, Tennessee.

Dorothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dorothy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dorothy Jane Wohrman | Doty Wohrman | Doty Yates

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Time Stand Still Photography - this is NOT investment related 8666 Dogwood Rd, Germantown, TN 38139 Owner/Photographer 02/2016 - present hours per month: 0-1 (weekends and nights, not during trading hours) duties: photo sessions with clients and then edit pictures at home Juice Plus Independent Rep - this is NOT investment related 8666 Dogwood Rd, Germantown, TN 38139 Independent Rep 10/2007 - present hours per month: 1-2 (weekends and nights, not during trading hours) duties: promote Juice Plus, accept orders, and manage customer accounts

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Wohrman Yates's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 5, 2018 - Present

EAGLESTRONG FINANCIAL

Office #1: 1661 International Drive Suite 400, Memphis, TN 38120

RIA

CRD#: 288413

Memphis, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(2/24/2022)

IAR

Tennessee
(4/5/2018)

IAR

Texas
(8/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/26/2018

Uniform Investment Adviser Law Examination

Current Firm

EAGLESTRONG FINANCIAL

EAGLESTRONG FINANCIAL | EAGLESTRONG FINANCIAL, LLC

CRD#: 288413 / SEC#:

Mississippi

Registered Investment Advisory firm - (11/1/2018 Approved)

Tennessee

Registered Investment Advisory firm - (5/18/2017 Approved)

Texas

Registered Investment Advisory firm - (7/19/2024 Conditional Restricted)

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Contact information

Main Address

1661 International Drive Suite 400, Memphis, TN 38120

Mailing Address

Phone number

(901) 413-8659

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	444
AUM (Assets Under Management)	$ 64,798,184

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dorothy W. Yates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Wohrman Yates's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLESTRONG FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/26/2018

Current Firm

EAGLESTRONG FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EAGLESTRONG FINANCIAL

TRUST BUT VERIFY

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