Caitlin C. Leibman

LEIBMAN FINANCIAL SERVCES

Louisville, NE 68037

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CRD#: 6933649

Professional summary

Caitlin Clair Leibman, who also goes by Caitie Leibman, is a registered financial advisor currently at LEIBMAN FINANCIAL SERVCES, INC. located in Louisville, Nebraska and LPL FINANCIAL LLC located in Louisville, Nebraska.

Caitlin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Caitlin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Caitie Leibman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - 4/2018 / DBA for LPL Business (entity for LPL business) / 228main.com / Investment Related / Louisville, NE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caitlin Clair Leibman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2023 - Present

LEIBMAN FINANCIAL SERVCES, INC.

Office #1: 228 Main Street, Louisville, NE 68037

RIA

CRD#: 323120

Louisville, NE

Current

September 28, 2023 - Present

LPL FINANCIAL LLC

Office #1: 228 Main St., Louisville, NE 68037-0368

RIA

CRD#: 6413

Louisville, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEIBMAN FINANCIAL SERVCES, INC.

228MAIN.COM | LIEBMAN FINANACIAL SERVICES, INC. | LIEBMAN FINANACIAL SERVICES | LEIBMAN FINANCIAL SERVICES | LEIBMAN FINANCIAL SERVCES, INC.

CRD#: 323120 / SEC#: 801-126978

RIA

Registered Investment Advisory firm - (12/1/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Nebraska
(11/17/2023)

IAR

Nebraska
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/28/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/16/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

LEIBMAN FINANCIAL SERVCES, INC.

228MAIN.COM | LIEBMAN FINANACIAL SERVICES, INC. | LIEBMAN FINANACIAL SERVICES | LEIBMAN FINANCIAL SERVICES | LEIBMAN FINANCIAL SERVCES, INC.

CRD#: 323120 / SEC#: 801-126978

RIA

Registered Investment Advisory firm - (12/1/2022 Approved)

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Contact information

Main Address

228 Main Street, Louisville, NE 68037

Mailing Address

P.o. Box 368, Louisville, NE 68037

Phone number

(402) 234-2337

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEIBMAN FINANCIAL SERVCES, INC. ADV PART 2A APPENDIX 1 - WRAP BROCHURE (1/6/2025)

LIEBMAN FINANACIAL SERVICES ADV PART 2A (1/6/2025)

Regulatory assets under management

Total Number of Accounts	504
AUM (Assets Under Management)	$ 156,495,421

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Caitlin C. Leibman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caitlin Clair Leibman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEIBMAN FINANCIAL SERVCES, INC.

LPL FINANCIAL LLC

Primary Firm SEC Registration

LEIBMAN FINANCIAL SERVCES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/2023

Series 7TO

Date: 9/28/2023

SIE

Date: 5/16/2022

FINRA

Current Firm

LEIBMAN FINANCIAL SERVCES, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEIBMAN FINANCIAL SERVCES, INC.

TRUST BUT VERIFY

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