Andrew Jewell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Jewell, who also goes by Andrew Donald Jewell, Andrew D Jewell, Andrew Jewell, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2018. Andrew had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2021 - March 24, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
January 27, 2021 - March 24, 2023
FIDELITY BROKERAGE SERVICES LLC
August 19, 2019 - September 3, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 8, 2019 - September 3, 2020
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 17, 2018 - November 20, 2018
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
