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Timothy H. O'regan

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CRD#: 6933596
TO

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy H O'regan, who also goes by Timothy O'regan, Timothy Oregan, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 2018. Timothy had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Timothy O'regan | Timothy Oregan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 21, 2021 - March 24, 2023

ENTORO SECURITIES, LLC

BD
CRD#: 35192
HOUSTON, TX
Past

February 24, 2021 - August 4, 2021

CAVU SECURITIES LLC

BD
CRD#: 6906
NEW YORK, NY
Past

April 25, 2018 - June 2, 2020

CAVU SECURITIES LLC

BD
CRD#: 6906
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/31/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2018
General Securities Representative Examination

Current Firm

ES
ENTORO SECURITIES, LLC
CLEARINGHOUSE SECURITIES LLC | THE PETROLEUM CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE, INC. | THE OIL & GAS ASSET CLEARINGHOUSE II, LLC | THE OGA CLEARINGHOUSE, INC. | ENTORO SECURITIES, LLC

CRD#: 35192 / SEC#: , 8-46630

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
7941 Katy Freeway Suite 516, Houston, TX 77024
Mailing Address
7941 Katy Freeway Suite 516, Houston, TX 77024
Phone number
(713) 823-2900
Established
Delaware since 05/28/2008
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTORO CAPITAL LLC (WY)SOLE MEMBER
COPSON, MEIHUIREGISTERED PRINCIPAL7187064
COPSON, MEIHUIAML COMPLIANCE PRINCIPAL7187064
GOODIN, DIANE MARIEFINOP3117840
ROW, CATALINA ELIZABETHREGISTERED PRINCIPAL7631359
ROW, JAMES CAVEDODESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER1751837

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ENTORO SECURITIES, LLC

CRD#: 35192

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