Matthew J. Pruitt
Professional summary
Matthew James Pruitt, CFP®, who also goes by Matt Pruitt, is a registered financial advisor currently at EXHALE WEALTH located in Minneapolis, Minnesota.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew James Pruitt's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
July 19, 2022 - Present
EXHALE WEALTH
July 20, 2021 - July 28, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
July 19, 2021 - July 28, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
April 20, 2018 - June 22, 2021
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/28/2022)
(7/19/2022)
(6/16/2023)
(2/14/2025)
Exams
Series 7TO
Date: 7/23/2021
General Securities Representative ExaminationCurrent Firm
EXHALE WEALTH
CRD#: 319219 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 139 |
| AUM (Assets Under Management) | $ 37,633,208 |
Red Flags
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