David M. Schechter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Schechter was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2018. David had worked at 4 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2022 - October 10, 2022
BREX ASSET MANAGEMENT LLC
March 27, 2020 - October 10, 2022
BREX TREASURY LLC
August 16, 2019 - March 30, 2020
MONEYLION SECURITIES LLC
August 6, 2018 - March 30, 2020
MONEYLION
State Registrations and Notice Filings
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Exams
Current Firm
BREX ASSET MANAGEMENT LLC
CRD#: 316500 / SEC#: 802-128417
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 3/25/2024 |
| California | ERA - Active | 3/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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