Randy K. Flowers
Professional summary
Randy Keith Flowers, who also goes by Randy Flowers, is a registered financial advisor currently at WATERLOO CAPITAL located in Austin, Texas and INTELLIGENT WEALTH SOLUTIONS LLC located in Austin, Texas.
Randy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Randy has worked at 3 firms and has passed the Series 63, Series 3, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Randy Keith Flowers's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2022 - Present
WATERLOO CAPITAL
Office #1: 2801 Via Fortuna Suite 250, Austin, TX 78746May 14, 2024 - Present
INTELLIGENT WEALTH SOLUTIONS LLC
Office #1: 2801 Via Fortuna Suite 250, Austin, TX 78746September 11, 2020 - June 23, 2022
PIMCO INVESTMENTS LLC
Primary Firm SEC Registration
WATERLOO CAPITAL
CRD#: 133705 / SEC#: 801-63975
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/14/2022)
Exams
Series 7TO
Date: 9/11/2020
General Securities Representative ExaminationCurrent Firm
WATERLOO CAPITAL
CRD#: 133705 / SEC#: 801-63975
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,775 |
| AUM (Assets Under Management) | $ 1,686,618,820 |
Red Flags
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