Hector F. Garzon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Fabian Garzon, who also goes by Hector F Garzon, Hector Fabian Garzon, was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 2021. Hector had worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2024 - June 25, 2025
INVEX, LLC.
December 15, 2023 - May 28, 2024
INSIGNEO SECURITIES, LLC
September 17, 2021 - November 30, 2023
PNC WEALTH MANAGEMENT LLC
March 25, 2021 - September 17, 2021
BBVA SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/24/2021
General Securities Representative ExaminationCurrent Firm
INVEX, LLC.
CRD#: 30032 / SEC#: , 8-44695
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
