MS
Mason T. Stafford
STAFFORD FINANCIAL
Billings, MT
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CRD#: 6932794
MS
Professional summary
Mason Troy Stafford is a registered financial advisor currently at STAFFORD FINANCIAL located in Billings, Montana.
Mason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Mason has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mason Troy Stafford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 14, 2018 - Present
STAFFORD FINANCIAL
RIA
CRD#: 295502
Billings, MT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Montana(6/14/2018)
IAR
Wyoming(11/5/2020)
Current Firm
SF
STAFFORD FINANCIAL
STAFFORD FINANCIAL | STAFFORD, MASON TROY | STAFFORD, MASON
CRD#: 295502 / SEC#:
Montana
Registered Investment Advisory firm - (6/14/2018 Approved)Oklahoma
Registered Investment Advisory firm - (2/1/2023 Terminated)Wyoming
Registered Investment Advisory firm - (1/22/2020 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Billings, MT
Mailing Address
Phone number
(406) 697-0546
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 69 |
| AUM (Assets Under Management) | $ 13,086,884 |
Red Flags
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