Veera Dheera Sudeep Kasa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Veera Dheera Sudeep Kasa was a registered financial professional .
Veera Dheera Sudeep is a previously registered financial professional and started their career in finance in 2018. Veera Dheera Sudeep had worked at 10 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2019 - June 16, 2020
MINT BROKERS
June 20, 2019 - June 16, 2020
FMX EXECUTION, LLC
November 30, 2018 - May 27, 2020
CFWP SECURITIES, LLC
November 30, 2018 - June 16, 2020
SUNRISE BROKERS LLC
November 30, 2018 - June 16, 2020
GFI SECURITIES LLC
November 30, 2018 - June 16, 2020
CF SECURED, LLC
November 30, 2018 - June 16, 2020
CASTLEOAK SECURITIES, LP
November 30, 2018 - June 16, 2020
BGC FINANCIAL, L.P.
November 30, 2018 - June 16, 2020
AQUA SECURITIES L.P.
September 14, 2018 - June 16, 2020
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MINT BROKERS
CRD#: 13681 / SEC#: , 8-29616
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MINT BROKERS HOLDINGS I, LLC | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICE | 5612726 |
| MINT BROKERS HOLDING II, LLC | GENERAL PARTNER | |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
