Sam H. Degreen

DEGREEN PRIVATE WEALTH

SCOTTSDALE, AZ 85260

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CRD#: 6932311

Professional summary

Sam Howard Degreen, who also goes by Sam Degreen, is a registered financial advisor currently at DEGREEN PRIVATE WEALTH, LLC located in Scottsdale, Arizona.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sam has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Degreen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Howard Degreen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2024 - Present

DEGREEN PRIVATE WEALTH, LLC

Office #1: 14301 N 87th St Suite 117, Scottsdale, AZ 85260

RIA

CRD#: 332192

SCOTTSDALE, AZ

Past

November 30, 2021 - July 22, 2024

ALLWORTH FINANCIAL, L.P.

RIA

CRD#: 111167

Phoenix, AZ

Past

May 15, 2018 - December 10, 2021

DEGREEN CAPITAL MANAGEMENT, LLC

RIA

CRD#: 147074

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DEGREEN PRIVATE WEALTH, LLC

DEGREEN PRIVATE WEALTH, LLC | GIBSON PRIVATE WEALTH, LLC

CRD#: 332192 / SEC#: 801-130724

RIA

Registered Investment Advisory firm - (7/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(7/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/27/2018

Uniform Investment Adviser Law Examination

Current Firm

DEGREEN PRIVATE WEALTH, LLC

DEGREEN PRIVATE WEALTH, LLC | GIBSON PRIVATE WEALTH, LLC

CRD#: 332192 / SEC#: 801-130724

RIA

Registered Investment Advisory firm - (7/22/2024 Approved)

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Contact information

Main Address

14301 N 87th St Suite 117, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 771-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	205
AUM (Assets Under Management)	$ 100,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sam H. Degreen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Howard Degreen's CRS (Customer Relationship Summary).

Certified licenses

Experience

DEGREEN PRIVATE WEALTH, LLC

ALLWORTH FINANCIAL, L.P.

DEGREEN CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

DEGREEN PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/27/2018

Current Firm

DEGREEN PRIVATE WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DEGREEN PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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