John J. Pritchard

QUANTUM FINANCIAL LLC

Franklin, TN 37064

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CRD#: 6931523

Professional summary

John J Pritchard, who also goes by Jack Pritchard, is a registered financial advisor currently at QUANTUM FINANCIAL LLC located in Franklin, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. John has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jack Pritchard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John J. Pritchard acts as a business consultant, assisting businesses with various needs. Financial Accountant/Consultant. Less that 5 hours per month. Mr. John J. Pritchard is an equity owner in the following Real Estate holding companies: Fortis Holdings, LLC and NELCO LLC. Less that 5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J Pritchard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2018 - Present

QUANTUM FINANCIAL LLC

Office #1: 464 Wiregrass Lane, Franklin, TN 37064

RIA

CRD#: 295542

Franklin, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/25/2018)

IAR

Tennessee
(11/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/14/2017

Uniform Investment Adviser Law Examination

Current Firm

QUANTUM FINANCIAL LLC

QF | QUANTUM FINANCIAL LLC | QUANTUM FINANCIAL | QUANTUM

CRD#: 295542 / SEC#:

Connecticut

Registered Investment Advisory firm - (10/13/2021 Approved)

Tennessee

Registered Investment Advisory firm - (11/1/2023 Approved)

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Contact information

Main Address

Franklin, TN

Mailing Address

Phone number

(203) 530-6673

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 3,211,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John J. Pritchard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John J Pritchard's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUANTUM FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/14/2017

Current Firm

QUANTUM FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUANTUM FINANCIAL LLC

TRUST BUT VERIFY

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