Kathryn K. Mcdonald

BAKER ELLIS ASSET MANAGEMENT

Ridgefield, WA

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CRD#: 6931512

Professional summary

Kathryn K Mcdonald, who also goes by Katy Mcdonald, is a registered financial advisor currently at BAKER ELLIS ASSET MANAGEMENT LLC located in Ridgefield, Washington.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Kathryn has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Katy Mcdonald

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn K Mcdonald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2026 - Present

BAKER ELLIS ASSET MANAGEMENT LLC

RIA

CRD#: 121802

Ridgefield, WA

Past

September 23, 2021 - June 22, 2026

BRIGHTON JONES LLC

RIA

CRD#: 108601

Portland, OR

Past

May 25, 2021 - August 18, 2021

OSAIC WEALTH, INC.

RIA

CRD#: 23131

PORTLAND, OR

Past

November 18, 2019 - August 18, 2021

OSAIC WEALTH, INC.

CRD#: 23131

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BAKER ELLIS ASSET MANAGEMENT LLC

CRD#: 121802 / SEC#: 801-61479

RIA

Registered Investment Advisory firm - (9/20/2002 Approved)

California

Registered Investment Advisory firm - (1/6/2006 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/16/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/30/2019

Securities Industry Essentials Examination

Current Firm

BAKER ELLIS ASSET MANAGEMENT LLC

CRD#: 121802 / SEC#: 801-61479

RIA

Registered Investment Advisory firm - (9/20/2002 Approved)

California

Registered Investment Advisory firm - (1/6/2006 Cancelled)

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Contact information

Main Address

805 Broadway St. Suite 400, Vancouver, WA 98660

Mailing Address

Phone number

(503) 227-5778

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLIENT GUIDE (2/11/2026)

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 1,047,120,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn K. Mcdonald

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn K Mcdonald's CRS (Customer Relationship Summary).

Certified licenses

Experience

BAKER ELLIS ASSET MANAGEMENT LLC

BRIGHTON JONES LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

BAKER ELLIS ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2021

Series 7TO

Date: 11/16/2019

SIE

Date: 1/30/2019

Current Firm

BAKER ELLIS ASSET MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BAKER ELLIS ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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