CB
Christine A. Backel
UNITED FINANCIAL PLANNING GROUP LLC
Whitestone, NY
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CRD#: 6930894
CB
Professional summary
Christine Ann Backel, who also goes by Chris Backel, is a registered financial advisor currently at UNITED FINANCIAL PLANNING GROUP LLC located in Whitestone, New York.
Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christine has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Backel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Aurora Consulting Insights LTD not investment-related private residence in Whitestone, NY consulting firm President January 2021 1 hours/month 1 hours/security trading consulting, accounting, and tax services New York State Department of Financial Services; Criminal Investigations Unit - Insurance Frauds Bureau not investment-related New York, NY criminal investigations Financial Services Examiner August 2019 160 hours/month 160 hours/security trading Examiner Marijean A. Celmer, CPA, PC not investment-related Whitestone, NY CPA Firm Supervisor May 2017 15 hours/month 0 hours/security trading tax & accounting services
CRS (Client Relationship Summary) - RIA
Click below to view Christine Ann Backel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2022 - Present
UNITED FINANCIAL PLANNING GROUP LLC
RIA
CRD#: 149843
Whitestone, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UNITED FINANCIAL PLANNING GROUP LLC
THINKING CAP FINANCIAL | UNITED FINANCIAL PLANNING GROUP LLC
CRD#: 149843 / SEC#: 801-113324
RIA
Registered Investment Advisory firm - (5/28/2018 Approved)New York
Registered Investment Advisory firm - (6/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(4/7/2022)
Exams
Current Firm
UNITED FINANCIAL PLANNING GROUP LLC
THINKING CAP FINANCIAL | UNITED FINANCIAL PLANNING GROUP LLC
CRD#: 149843 / SEC#: 801-113324
RIA
Registered Investment Advisory firm - (5/28/2018 Approved)New York
Registered Investment Advisory firm - (6/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
350 Motor Parkway Suite 300, Hauppauge, NY 11788-2981
Mailing Address
Phone number
(631) 234-0871
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 305,377,680 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
