Chad S. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chad Shealy Lewis, who also goes by Chad Lewis, was a registered financial professional .
Chad is a previously registered financial professional and started their career in finance in 2018. Chad had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 15, 2020 - October 31, 2023
YES LIFE FINANCIAL
June 18, 2018 - January 11, 2019
EDWARD JONES
May 23, 2018 - January 11, 2019
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
YES LIFE FINANCIAL
CRD#: 298020 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 277 |
| AUM (Assets Under Management) | $ 13,525,790 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
