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DM

Dana N. Mirro

FENIX SECURITIES
NEW YORK, NY 10007
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CRD#: 6930752
DM
Dana Nicole MirroFENIX SECURITIES

Professional summary


Dana Nicole Mirro, who also goes by Dana Mirro, is a registered financial professional currently at FENIX SECURITIES, LLC located in New York, New York.

Dana is registered as a RR (Registered Representative) and started their career in finance in 2018. Dana has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.

Aliases


Dana Mirro

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Dana Nicole Mirro's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 10, 2026 - Present

FENIX SECURITIES, LLC

Office #1: One World Trade Center 85th Floor, New York, NY, 10007
BD
CRD#: 159481
NEW YORK, NY
Past

April 5, 2023 - February 17, 2026

US TIGER SECURITIES, INC.

BD
CRD#: 120583
NEW YORK, NY
Past

April 5, 2023 - February 17, 2026

TRADEUP SECURITIES, INC.

BD
CRD#: 18483
NEW YORK, NY
Past

September 17, 2019 - March 13, 2023

TD SECURITIES (USA) LLC

BD
CRD#: 18476
NEW YORK, NY
Past

July 5, 2018 - September 13, 2019

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/10/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/22/2019
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FS
FENIX SECURITIES, LLC
FENIX SECURITIES, LLC

CRD#: 159481 / SEC#: , 8-68988

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
One World Trade Center 85th Floor, New York, NY, 10007
Mailing Address
One World Trade Center 85th Floor, New York, NY, 10007
Phone number
(212) 220-7444
Established
Delaware since 06/01/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FENIX FINANCIAL INC.MEMBER
ANDERSON, KATHERINE ALICEFINOP/PFO4723171
BROWN, EVAN MICHAELCHIEF COMPLIANCE OFFICER /AML COMPLIANCE OFFICER6563464
CATALANO, JOHN FRANKCOMPLIANCE PRINCIPAL2873076
GALVEZ POURTALE, JULIANMANAGING PARTNER/PRINCIPAL/ROP4474817

Disclosures


Regulatory Event3

Red Flags


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Company Information


FENIX SECURITIES, LLC

CRD#: 159481New York, NY 10007

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