Roy Hsu
EVOKE FINANCIAL SERVICES
SEATTLE, WA
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CRD#: 6930529
Roy HsuEVOKE FINANCIAL SERVICES
Professional summary
Roy Hsu, who also goes by Roy Shih-lung Hsu, is a registered financial advisor currently at EVOKE FINANCIAL SERVICES, LLC located in Seattle, Washington.
Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Roy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
Roy Shih-Lung Hsu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Actor, Seattle, WA Start date: 6/1/2016 Actor Hours per week: 0 Hours during trading: 0 I am an actor and occasionally receive compensation for work as an actor. Landlord/owner of rental property. Type of business: Real Estate Rental Seattle, WA Start date: 7/1/2016 Landlord Hours per week: 0 Hours during trading: 0 Maintain Property Certified Exit Planning Advisor (CEPA) Type of Business: Business Consulting Start Date: 06/2024 Advisor Hours Per Week: 0 Hours During Trading: 0 Provide business consulting services The following are related to the RR's activities in connection with film and media production. He works in his personal capacity as a producer and also owns entities (Dragonary Ventures, CAA Films, and Sparkle Dragon Holdings) that support and/or invest in these activities. There is no set amount of time for any of these, and work is generally performed outside of market hours. When required, however, the RR may need to spend substantial time at limited points during the production schedule. This may include in excess of 20 hours per week, including during market hurs. Information on time spent is provided in the aggregate for all the entities/activities: Dragonary Ventures, LLC Type of business: Film and media production company Seattle, WA Start date: 3/2023 Owner Hours per week: see earlier statement. Hours during trading: see earlier statement. Producer, writer and/or actor for film, television, and podcasts. CAA Film, LLC, Types of business: provides financing for specific projects, and sponsors debt & equity fund raising; Seattle, WA. Start date: 4/2025. Primary investor; may also be engaged for producer and other related services. Hours: See prior statement. Hours during trading: see earlier statement. Sparkle Dragon Holdings, LLC. Type of business: Film and media production company, Seattle, WA Start date: 11/2025. Co-Owner. Hours per week: see earlier statement. Hours during trading: see earlier statement. Producer, writer and/or actor for film, television, and podcasts.
CRS (Client Relationship Summary) - RIA
Click below to view Roy Hsu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2024 - Present
EVOKE FINANCIAL SERVICES, LLC
RIA
CRD#: 330459
SEATTLE, WA
Past
June 15, 2018 - June 27, 2024
EDWARD JONES
RIA
CRD#: 250
SEATTLE, WA
Past
May 23, 2018 - June 27, 2024
EDWARD JONES
BD
CRD#: 250
SEATTLE, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(6/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EVOKE FINANCIAL SERVICES, LLC
EVOKE FINANCIAL SERVICES, LLC | LEILUNA, LLC
CRD#: 330459 / SEC#:
Washington
Registered Investment Advisory firm - (6/26/2024 Approved)Loading...
Contact information
Main Address
Seattle, WA
Mailing Address
Phone number
(206) 207-7452
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 35,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
