Roy Hsu
EVOKE FINANCIAL SERVICES
SEATTLE, WA
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CRD#: 6930529
Professional summary
Roy Hsu, who also goes by Roy Shih-lung Hsu, is a registered financial advisor currently at EVOKE FINANCIAL SERVICES, LLC located in Seattle, Washington.
Roy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Roy has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roy Shih-Lung Hsu
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TCM Talent Type of business: Talent Agency Seattle, WA Start date: 6/1/2016 Actor Hours per week: 0 Hours during trading: 0 I am an actor represented by TCM Design Type of business: Design/Marketing Seattle, WA Start date: 4/1/2010 Principal Hours per week: 0 Hours during trading: 0 Seattle Angel Conference XIV 2018 Type of business: Regulation D private placement. LLC, Salt Lake CIty, UT Start date: 11/14/2018 Hours per week: 0 Hours during trading: 0 LPT I will be part of 40 investors vetting startups who will be pitching to us for the entire investment pool. We will narrow down and vote for one startup as the winner who will receive the funding for their business. Then it will be passive investment until either the business fails or is sold Rental Property Type of business: Real Estate Rental Seattle, WA Start date: 7/1/2016 Landlord Hours per week: 0 Hours during trading: 0 Maintain Property Rental Property Type of business: Real Estate Rental Seattle, WA Start date: 7/1/2015 Landlord Hours per week: 0 Hours during trading: 0 Maintain Property Seattle Angel Conference 20 Type of business: Passive investment into 2 companies Salt Lake City, UT Start date: 12/17/2020 LPT Hours per week: 0 Hours during trading: 0 One for Neptune Type of business: Private placement investment Boise, ID Start date: 12/18/2020 LPT Hours per week: 0 Hours during trading: 0 Dragonary Ventures Type of business: Film and media production company Seattle, WA Start date: 6/1/2023 Owner Hours per week: 0 Hours during trading: 0 Producer, writer and/or actor for film, television, and podcasts. Certified Exit Planning Advisor (CEPA) Type of Business: Business Consulting Start Date: 06/2024 Advisor Hours Per Week: 0 Hours During Trading: 0 Provide business consulting services
CRS (Client Relationship Summary) - RIA
Click below to view Roy Hsu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2024 - Present
EVOKE FINANCIAL SERVICES, LLC
RIA
CRD#: 330459
SEATTLE, WA
Past
June 15, 2018 - June 27, 2024
EDWARD JONES
RIA
CRD#: 250
SEATTLE, WA
Past
May 23, 2018 - June 27, 2024
EDWARD JONES
BD
CRD#: 250
SEATTLE, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(6/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EF
EVOKE FINANCIAL SERVICES, LLC
EVOKE FINANCIAL SERVICES, LLC | LEILUNA, LLC
CRD#: 330459 / SEC#:
Washington
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Contact information
Main Address
Seattle, WA
Mailing Address
Phone number
(206) 207-7452
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 80 |
| AUM (Assets Under Management) | $ 35,000,000 |
Red Flags
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