Chase R. Kerby

RATHER & KITTRELL

Knoxville, TN 37934

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CRD#: 6929355

Professional summary

Chase Randall Kerby, AIF®, CFP® is a registered financial advisor currently at RATHER & KITTRELL, INC. located in Knoxville, Tennessee.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Chase has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.*Insurance Sales - 11905 Kingston Pike, Knoxville, TN 37934; 01/2020; Sole Proprietorship; Insurance Agent; Insurance Sales; Investment Related; <5 hrs/mo 2.* Shangri-La Therapeutic Academy of Riding (STAR) - 11800 Hwy 11E, Lenior City, 37772; 01/2023; Non-Profit; using horse therapy to work with people with disabilities or are at-risk; Board of Director Member; 2 hrs/mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Randall Kerby's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

April 30, 2019 - Present

RATHER & KITTRELL, INC.

Office #1: 11905 Kingston Pike, Knoxville, TN 37934

RIA

CRD#: 114885

Knoxville, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RATHER & KITTRELL, INC.

CRD#: 114885 / SEC#: 801-66996

RIA

Registered Investment Advisory firm - (7/14/2006 Approved)

Tennessee

Registered Investment Advisory firm - (8/27/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/30/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

RATHER & KITTRELL, INC.

CRD#: 114885 / SEC#: 801-66996

RIA

Registered Investment Advisory firm - (7/14/2006 Approved)

Tennessee

Registered Investment Advisory firm - (8/27/2006 Terminated)

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Contact information

Main Address

11905 Kingston Pike, Knoxville, TN 37934

Mailing Address

Phone number

(865) 218-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	3,129
AUM (Assets Under Management)	$ 1,855,203,829

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chase R. Kerby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Randall Kerby's CRS (Customer Relationship Summary).

Certified licenses

Experience

RATHER & KITTRELL, INC.

Primary Firm SEC Registration

RATHER & KITTRELL, INC.

State Registrations and Notice Filings

Exams

Current Firm

RATHER & KITTRELL, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RATHER & KITTRELL, INC.

TRUST BUT VERIFY

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