Sylvia S. Mork
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sylvia Sue Mork, who also goes by Sylvia Sue Maurer, was a registered financial professional .
Sylvia is a previously registered financial professional and started their career in finance in 2018. Sylvia had worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2019 - September 20, 2021
FBL WEALTH MANAGEMENT, LLC
September 20, 2019 - September 20, 2021
FBL MARKETING SERVICES, LLC
September 26, 2018 - September 19, 2019
LINCOLN INVESTMENT
September 26, 2018 - September 19, 2019
CAPITAL ANALYSTS
May 4, 2018 - September 19, 2019
LINCOLN INVESTMENT
Primary Firm SEC Registration
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/26/2019
General Securities Representative ExaminationCurrent Firm
FBL WEALTH MANAGEMENT, LLC
CRD#: 291396 / SEC#: 801-113458
Contact information
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 8,654,949 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
