NB
Nicole M. Bryson
TPG FINANCIAL ADVISORS
PORTLAND, OR 97223
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CRD#: 6928565
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Professional summary
Nicole M Bryson is a registered financial advisor currently at TPG FINANCIAL ADVISORS, LLC located in Portland, Oregon.
Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicole has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CocoGlow, LLC, 2505 SE 11th Avenue #B003, Portland, OR 97202, Co-Founder, Natural Wellness/Beauty/Supplements, Start date: 8/13/2018, 40 hours/month (16 during trading - Fridays), Shared duties with other co-owner: website maintenance, inventory production, marketing, order fulfillment, supplies, product development, participating in occasional wellness community events like pop-up shops or wellness speaking panels.
CRS (Client Relationship Summary) - RIA
Click below to view Nicole M Bryson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
TPG FINANCIAL ADVISORS, LLC
Office #1: 11850 Sw 67th Avenue Suite 100, Portland, OR 97223RIA
CRD#: 141153
PORTLAND, OR
Past
January 28, 2020 - January 5, 2022
DESCHUTES INVESTMENT CONSULTING, LLC
RIA
CRD#: 155312
PORTLAND, OR
Past
May 31, 2018 - January 28, 2019
STANCORP EQUITIES, INC.
BD
CRD#: 19517
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TPG FINANCIAL ADVISORS, LLC
IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC
CRD#: 141153 / SEC#: 801-77417
RIA
Registered Investment Advisory firm - (12/20/2012 Approved)California
Registered Investment Advisory firm - (1/19/2013 Terminated)Oregon
Registered Investment Advisory firm - (12/20/2012 Terminated)Texas
Registered Investment Advisory firm - (12/20/2012 Terminated)Washington
Registered Investment Advisory firm - (2/28/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(1/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TF
TPG FINANCIAL ADVISORS, LLC
IPA FINANCIAL ADVISORS | TPG FINANCIAL ADVISORS, LLC | IPA FINANCIAL, LLC
CRD#: 141153 / SEC#: 801-77417
RIA
Registered Investment Advisory firm - (12/20/2012 Approved)California
Registered Investment Advisory firm - (1/19/2013 Terminated)Oregon
Registered Investment Advisory firm - (12/20/2012 Terminated)Texas
Registered Investment Advisory firm - (12/20/2012 Terminated)Washington
Registered Investment Advisory firm - (2/28/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11850 Sw 67th Avenue Suite 100, Portland, OR 97223
Mailing Address
Phone number
(503) 241-9550
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,587 |
| AUM (Assets Under Management) | $ 1,964,622,586 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
