PL
Paul Q. Li
FHL INVESTMENT MANAGEMENT COMPANY
North Bethesda, MD 20852
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CRD#: 6928525
PL
Professional summary
Paul Q Li, who also goes by Qiubo Li, is a registered financial advisor currently at FHL INVESTMENT MANAGEMENT COMPANY, LLC located in North Bethesda, Maryland.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Paul has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Qiubo Li
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FHL Healthcare Fund, LP; 12358 Parklawn Drive, #302 , North Bethesda, MD 20852; investment-related; private placement fund investing in publicly traded equities; Portfolio Manager since Feb 2018; managing the investment portfolio of FHL Healthcare Fund, LP
CRS (Client Relationship Summary) - RIA
Click below to view Paul Q Li's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2018 - Present
FHL INVESTMENT MANAGEMENT COMPANY, LLC
Office #1: 12358 Parklawn Drive #302, North Bethesda, MD 20852RIA
CRD#: 293961
North Bethesda, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(9/14/2018)
Exams
Current Firm
FI
FHL INVESTMENT MANAGEMENT COMPANY, LLC
FHL INVESTMENT MANAGEMENT COMPANY, LLC
CRD#: 293961 / SEC#:
Maryland
Registered Investment Advisory firm - (9/14/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12358 Parklawn Drive #302, North Bethesda, MD 20852
Mailing Address
Phone number
(240) 813-8345
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 38,408,951 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Maryland | ERA - Withdrawn | 4/18/2018 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
