JP
James N. Perry
COHEN INVESTMENT ADVISORS
Bedford, NH 03110
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CRD#: 6928312
JP
Professional summary
James N Perry is a registered financial advisor currently at COHEN INVESTMENT ADVISORS, LLC located in Bedford, New Hampshire.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)01/05/2023 - Applied Capital Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2022 - 160 Hr/ Mth
CRS (Client Relationship Summary) - RIA
Click below to view James N Perry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 7, 2025 - Present
COHEN INVESTMENT ADVISORS, LLC
Office #1: 264 South River Road Suite 414, Bedford, NH 03110RIA
CRD#: 168595
Bedford, NH
Past
April 3, 2023 - April 17, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
LONDONDERRY, NH
Past
January 30, 2023 - April 17, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
LONDONDERRY, NH
Past
July 6, 2019 - October 4, 2022
NATIXIS DISTRIBUTION, LLC
BD
CRD#: 34754
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
COHEN INVESTMENT ADVISORS, LLC
AVELIOCH WEALTH MANAGEMENT, LLC | COHEN INVESTMENTS, LLC | COHEN INVESTMENT ADVISORS, LLC
CRD#: 168595 / SEC#: 801-117592
RIA
Registered Investment Advisory firm - (11/5/2019 Approved)Delaware
Registered Investment Advisory firm - (12/10/2019 Terminated)Florida
Registered Investment Advisory firm - (12/9/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (12/9/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (12/12/2019 Terminated)New York
Registered Investment Advisory firm - (12/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/10/2019 Terminated)Texas
Registered Investment Advisory firm - (12/9/2019 Terminated)Virgin Islands
Registered Investment Advisory firm - (10/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(6/16/2025)
IAR
New Hampshire(5/7/2025)
IAR
Texas(5/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CI
COHEN INVESTMENT ADVISORS, LLC
AVELIOCH WEALTH MANAGEMENT, LLC | COHEN INVESTMENTS, LLC | COHEN INVESTMENT ADVISORS, LLC
CRD#: 168595 / SEC#: 801-117592
RIA
Registered Investment Advisory firm - (11/5/2019 Approved)Delaware
Registered Investment Advisory firm - (12/10/2019 Terminated)Florida
Registered Investment Advisory firm - (12/9/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (12/9/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (12/12/2019 Terminated)New York
Registered Investment Advisory firm - (12/9/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/10/2019 Terminated)Texas
Registered Investment Advisory firm - (12/9/2019 Terminated)Virgin Islands
Registered Investment Advisory firm - (10/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
264 South River Road Suite 414, Bedford, NH 03110
Mailing Address
Phone number
(603) 232-8350
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 758 |
| AUM (Assets Under Management) | $ 225,579,908 |
Red Flags
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Company Information
COHEN INVESTMENT ADVISORS, LLC
CRD#: 168595Bedford, NH 03110TRUST BUT VERIFY
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