Matthew D. Fuller

TIP GROUP LLC

Houston, TX 77064

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CRD#: 6927306

Professional summary

Matthew David Fuller is a registered financial advisor currently at TIP GROUP LLC located in Houston, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Matthew has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am an insurance agent with The Fitzpatrick Group, LLC and multiple carriers.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Fuller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 22, 2022 - Present

TIP GROUP LLC

Office #1: 20405 State Highway 249 Suite 640, Houston, TX 77064

RIA

CRD#: 322053

Houston, TX

Past

April 25, 2018 - May 15, 2019

EQUITABLE ADVISORS, LLC

CRD#: 6627

THE WOODLANDS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/30/2025)

IAR

Texas
(9/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2018

General Securities Representative Examination

Current Firm

TIP GROUP LLC

PROVESTOR LLC | TIP GROUP LLC

CRD#: 322053 / SEC#:

Indiana

Registered Investment Advisory firm - (10/1/2025 Approved)

Louisiana

Registered Investment Advisory firm - (4/23/2024 Approved)

Texas

Registered Investment Advisory firm - (9/6/2022 Approved)

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Contact information

Main Address

1800 W. Loop S Suite 1800, Houston, TX 77027

Mailing Address

Phone number

(713) 969-4500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 36,251,612

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew D. Fuller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Fuller's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIP GROUP LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2022

Series 63

Date: 5/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 4/25/2018

Current Firm

TIP GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TIP GROUP LLC

TRUST BUT VERIFY

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