Brian A. Gravely
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Alan Gravely, who also goes by Brian Gravely, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2018. Brian had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2018 - June 21, 2018
GRADIENT FINANCIAL DIRECT, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
GRADIENT FINANCIAL DIRECT, LLC
CRD#: 293240 / SEC#: 801-112674
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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