Robert T. Walsh

SLAVIC MUTUAL FUNDS MANAGEMENT

Boca Raton, FL 33487-3540

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CRD#: 6925939

Professional summary

Robert Thomas Walsh is a registered financial advisor currently at SLAVIC MUTUAL FUNDS MANAGEMENT CORP. located in Boca Raton, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Robert has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Thomas Walsh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2018 - Present

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

Office #1: 1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540

RIA

CRD#: 113833

Boca Raton, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K

CRD#: 113833 / SEC#: 801-29099

RIA

Registered Investment Advisory firm - (4/3/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/5/2018

Uniform Investment Adviser Law Examination

Current Firm

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

SLAVIC MUTUAL FUNDS MANAGEMENT CORP. | SLAVIC401K

CRD#: 113833 / SEC#: 801-29099

RIA

Registered Investment Advisory firm - (4/3/1987 Approved)

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Contact information

Main Address

1075 Broken Sound Parkway Nw Suite 100, Boca Raton, FL 33487-3540

Mailing Address

Phone number

(561) 241-9244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SLAVIC 2025 AMENDED PART 2A (5/15/2025)

SLAVIC 2025 AMENDED WRAP BROCHURE (5/15/2025)

Regulatory assets under management

Total Number of Accounts	6,128
AUM (Assets Under Management)	$ 4,496,485,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/10/2025	Cover Page	Report
03/01/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert T. Walsh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Thomas Walsh's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

Primary Firm SEC Registration

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/5/2018

Current Firm

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

TRUST BUT VERIFY

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