Tye J. Calhoun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tye James Calhoun was a registered financial professional .
Tye is a previously registered financial professional and started their career in finance in 2018. Tye had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2020 - October 26, 2020
THRIVENT ADVISOR NETWORK, LLC
January 31, 2020 - July 2, 2020
PKS ADVISORY SERVICES, LLC
November 8, 2019 - October 7, 2020
PURSHE KAPLAN STERLING INVESTMENTS
September 14, 2018 - November 19, 2019
EQUITABLE ADVISORS, LLC
July 11, 2018 - November 19, 2019
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THRIVENT ADVISOR NETWORK, LLC
CRD#: 304569 / SEC#: 801-117013
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,545 |
| AUM (Assets Under Management) | $ 6,648,306,479 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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