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NP

Norman A. Perkins

BETTERMENT
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 6925726
NP

Professional summary

Norman Andrew Perkins, who also goes by Norman Andrew Perkins, Norman Perkins, Andy Perkins, is a registered financial advisor currently at BETTERMENT located in New York, New York.

Norman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Norman has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Norman Andrew Perkins | Norman Perkins | Andy Perkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Norman Andrew Perkins; Non-investment related; Orem, UT; Insurance; Insurance Agent; 05/2018; 1% during business hours; Ability to sell life, accident, and health insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norman Andrew Perkins's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 25, 2024 - Present

BETTERMENT

Office #1: 450 West 33rd Street Floor 11, New York, NY 10001
RIA
CRD#: 149117
NEW YORK, NY
Past

March 5, 2024 - April 30, 2024

DIVERSIFY WEALTH MANAGEMENT, LLC

RIA
CRD#: 329878
OREM, UT
Past

August 26, 2022 - April 30, 2024

DIVERSIFY WEALTH MANAGEMENT LLC

RIA
CRD#: 145593
OREM, UT
Past

February 24, 2022 - April 30, 2024

DFPG INVESTMENTS, LLC

BD
CRD#: 155576
OREM, UT
Past

February 7, 2020 - September 11, 2020

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
AMERICAN FORK, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BE
BETTERMENT
BETTERMENT | BETTERMENT LLC (NEW LEGAL NAME) | BETTERMENT LLC | BETTERMENT ADIVSORS LLC

CRD#: 149117 / SEC#: 801-70171

RIA
Registered Investment Advisory firm - (5/21/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/25/2024)
IAR
Texas
(4/25/2024)
IAR
Utah
(5/3/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/7/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/14/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/7/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/9/2020
Securities Industry Essentials Examination

Current Firm

BE
BETTERMENT
BETTERMENT | BETTERMENT LLC (NEW LEGAL NAME) | BETTERMENT LLC | BETTERMENT ADIVSORS LLC

CRD#: 149117 / SEC#: 801-70171

RIA
Registered Investment Advisory firm - (5/21/2009 Approved)
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Contact information

Main Address
450 West 33rd Street Floor 11, New York, NY 10001
Mailing Address
Phone number
(212) 228-1328
Established
Firm type
Fiscal year end
# of Employees
631

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BETTERMENT LLC BROCHURE (11/4/2025)

Regulatory assets under management

Total Number of Accounts1,200,673
AUM (Assets Under Management)$ 56,368,684,129

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/23/2025
Cover Page
Report
10/18/2024
Cover Page
Report
12/08/2023
Cover Page
Report
04/26/2023
Cover Page
Report
01/06/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BETTERMENT

CRD#: 149117New York, NY 10001

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