ZT
Zachary M. Thomas
GROWTH HORIZONS WEALTH MANAGEMENT LLC
Georgetown, TX 78626
Some features on this profile are disabled
CRD#: 6924817
ZT
Professional summary
Zachary Michael Thomas, who also goes by Zach Thomas, Zachary Thomas, Zachary M Thomas, is a registered financial advisor currently at GROWTH HORIZONS WEALTH MANAGEMENT LLC located in Georgetown, Texas.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Zachary has worked at 5 firms and has passed the Series 65, Series 63, Series 7, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zach Thomas | Zachary Thomas | Zachary M Thomas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Zachary Thomas is currently employed as the Owner of Growth Horizons Consulting. This activity takes place primarily outside of trading hours. Zachary Thomas is on the board of directors for PurposeWorks non-profit. Zachary spends approximately 5 hours monthly devoted to PurposeWorks. Approximately 2 of the 5 hours are devoted during securities trading hours. Zachary will be responsible for fundraising for the non-profit. Zachary will not be recommending any kind of investment related products or securities in his current role with the non-profit. Zachary will not receive any form of compensation for this role. Zachary Thomas is a 5% owner of Advisor Referral Boost, LLC. Zachary spends approximately 5 hours monthly devoted to Advisor Referral Boost. None of these hours are during securities trading hours. Zachary will receive a 5% profit share from Advisor Referral Boost, LLC. Advisor Referral Boost, LLC is also a GHWM consulting client. Advisor Referral Boost, LLC pays GHWM $4,992.00 annually for services Zachary Thomas is currently a licensed insurance agent, however, he no longer sells any insurance products, and is not affiliated with any insurance companies. Zachary Thomas will not sell any insurance products to clients or prospective clients of GHWM. Zachary Thomas is currently on the board of directors for Purpose Driven Executives. Zachary spends approximately 3 hours monthly devoted to Purpose Driven Executives. None of these hours are during securities trading hours. Zachary will be sponsoring local events for Purpose Driven Executives. Zachary will not be recommending any kind of investment related products or securities in his current role. Zachary will not receive any form of compensation for this role. Zachary Thomas is currently a managing member of Arcadia Development Ventures LLC. Arcadia Development Ventures LLC is a commercial real estate development company. Zachary spends approximately 5 hours monthly devoted to Arcadia Development Ventrures LLC. None of these hours are during securities trading hours. Zachary will be handling CFO duties, managing financial models, taxes, and working with attorneys. Zachary will not be recommending any kind of investment related products or securities in his current role. Zachary will receive compensation in the form of capital gains.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Michael Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2023 - Present
GROWTH HORIZONS WEALTH MANAGEMENT LLC
Office #1: 601 Quail Valley Dr., Georgetown, TX 78626RIA
CRD#: 328037
Georgetown, TX
Past
July 1, 2022 - March 5, 2024
HERITAGE WEALTH MANAGEMENT, LLC
RIA
CRD#: 287909
Georgetown, TX
Past
April 30, 2019 - June 27, 2022
OSAIC INSTITUTIONS, INC.
RIA
CRD#: 35371
Austin, TX
Past
April 30, 2019 - June 27, 2022
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Austin, TX
Past
November 8, 2018 - May 1, 2019
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
October 9, 2018 - May 1, 2019
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
Past
July 2, 2018 - August 20, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ORANGE, TX
Past
June 1, 2018 - August 20, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ORANGE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/29/2024)
IAR
California(1/5/2024)
IAR
Texas(9/18/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GH
GROWTH HORIZONS WEALTH MANAGEMENT LLC
GROWTH HORIZONS WEALTH MANAGEMENT LLC
CRD#: 328037 / SEC#:
Arizona
Registered Investment Advisory firm - (3/29/2024 Approved)California
Registered Investment Advisory firm - (1/5/2024 Approved)Texas
Registered Investment Advisory firm - (9/18/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
601 Quail Valley Dr., Georgetown, TX 78626
Mailing Address
P.o. Box 553, Georgetown, TX 78627
Phone number
(512) 316-7207
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 43,578,418 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
