Jordan P. John
Professional summary
Jordan Palmer John was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jordan is a previously registered financial professional and started their career in finance in 2018. Prior to being barred, Jordan had worked at 3 firms, which includes TD AMERITRADE INC., WELLS FARGO CLEARING SERVICES LLC, E*TRADE SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2020 - June 15, 2021
TD AMERITRADE, INC.
April 15, 2019 - November 10, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 15, 2019 - November 10, 2020
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2018 - January 29, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 18, 2018 - September 11, 2018
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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