Samuel R. Dobson

DOBSON ASSET MANAGEMENT

Petaluma, CA 94952

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CRD#: 6924250

Professional summary

Samuel Riley Dobson, who also goes by Samuel Samuel Dobson, is a registered financial advisor currently at DOBSON ASSET MANAGEMENT located in Petaluma, California.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Samuel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Samuel Samuel Dobson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Riley Dobson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2019 - Present

DOBSON ASSET MANAGEMENT

Office #1: 7 Fourth Street Suite 25, Petaluma, CA 94952

RIA

CRD#: 112079

Petaluma, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOBSON ASSET MANAGEMENT

DOBSON ASSET MANAGEMENT | DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA

CRD#: 112079 / SEC#: 801-51693

RIA

Registered Investment Advisory firm - (4/10/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2019

Uniform Investment Adviser Law Examination

Current Firm

DOBSON ASSET MANAGEMENT

DOBSON ASSET MANAGEMENT | DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIA

CRD#: 112079 / SEC#: 801-51693

RIA

Registered Investment Advisory firm - (4/10/1996 Approved)

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Contact information

Main Address

7 Fourth Street Suite 25, Petaluma, CA 94952

Mailing Address

Phone number

(707) 766-9254

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	385
AUM (Assets Under Management)	$ 197,152,359

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel R. Dobson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Riley Dobson's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOBSON ASSET MANAGEMENT

Primary Firm SEC Registration

DOBSON ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2019

Current Firm

DOBSON ASSET MANAGEMENT

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOBSON ASSET MANAGEMENT

TRUST BUT VERIFY

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