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Fletcher P. Bennett

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CRD#: 6923812
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Fletcher Perry Bennett was a registered financial professional .

Fletcher is a previously registered financial professional and started their career in finance in 2018. Fletcher had worked at 2 firms and has passed the Series 63, SIE, Series 82 and Series 79 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 6, 2020 - October 7, 2022

WAYPOINT SECURITIES, LLC

BD
CRD#: 158622
SUN PRAIRIE, WI
Past

August 16, 2018 - October 19, 2018

INFINITY CAPITAL SECURITIES, LLC

BD
CRD#: 296886
Oklahoma City, OK
Past

April 11, 2018 - August 24, 2018

WAYPOINT SECURITIES, LLC

BD
CRD#: 158622
SUN PRAIRIE, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 5/16/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WS
WAYPOINT SECURITIES, LLC
WAYPOINT PRIVATE CAPITAL, INC. | WAYPOINT SECURITIES, LLC

CRD#: 158622 / SEC#: , 8-68913

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1390 Armagh Lane, Sun Prairie, WI 53590
Mailing Address
1390 Armagh Lane, Sun Prairie, WI 53590
Phone number
(608) 515-3354
Established
Delaware since 04/03/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HOLDER, JAMES EDWARD JR.MEMBER/ FINANCIAL OPERATIONS PRINCIPAL5961460
SPRINDIS, STEVEN GARYMEMBER/CHIEF COMPLIANCE OFFICER5998390

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WAYPOINT SECURITIES, LLC

CRD#: 158622

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